Regulatory Compliance Manager

Responsibilities:

• Develop and implement an effective regulatory compliance program across the organization

• Establish and maintain a robust internal controls framework and monitor adherence to regulatory requirements

• Draft, review, update and implement company policies, procedures and compliance manuals

• Conduct compliance and business-wide risk assessments to identify regulatory, operational and conduct risks and recommend mitigation measures

• Monitor compliance with applicable laws, regulations, directives and industry standards, including CySEC and MiFID II requirements

• Ensure the effective implementation of governance, conduct and investor protection frameworks

• Provide timely updates to employees and management regarding changes in legal and regulatory requirements

• Proactively review processes, controls and business practices to identify compliance gaps and weaknesses

• Conduct periodic compliance monitoring reviews, inspections and desk-based assessments

• Investigate and escalate potential regulatory breaches, incidents and control deficiencies

• Deliver compliance training and awareness programs on existing and new regulatory obligations

• Provide ongoing regulatory advice and guidance to management and employees across business functions

• Keep abreast of local and international regulatory developments, standards and best practices

• Oversee the timely and accurate submission of all required regulatory reports, filings and notifications

• Prepare compliance reports for senior management, the Board and regulatory authorities as required

• Liaise with external auditors, legal advisors and regulatory bodies when necessary

Requirements:

• Proven experience as a Compliance Manager or in a similar regulatory compliance role

• Strong knowledge of regulatory frameworks applicable to investment firms and financial services companies

• Solid knowledge of MiFID II, CySEC rules and relevant European regulatory requirements

• Sound understanding of internal control frameworks, governance and compliance monitoring practices

• Familiarity with industry standards, regulatory reporting obligations and professional best practices

• High level of integrity, professional ethics and sound business judgment

• Excellent communication, stakeholder management and teamwork skills

• Strong attention to detail and analytical mindset

• BSc/BA in Law, Finance, Business Administration or a related field

• CySEC Advanced certification is a must

• Fluent English; Greek is a strong advantage

• Experience in risk management, internal controls or regulatory reporting is an advantage